SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Santana Michele

(Last) (First) (Middle)
3469 AEGEAN RD

(Street)
AKRON OH 44333

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TransDigm Group INC [ TDG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/28/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Rule 10b5-1(c) Transaction Indication

  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/28/2020 P 8 A $532.4699 646 D
Common Stock 05/04/2020 P(1) 1 A $328.5256 647 D
Common Stock 07/28/2020(2) P 1 A $432.1927 648 D
Common Stock 09/10/2020 S(1) 1 D $506.263 647 D
Common Stock 10/01/2020 P 4 A $482.93 651 D
Common Stock 11/03/2020 S(2) 1 D $510.6185 650 D
Common Stock 05/24/2021 P(3) 1 A $616.4633 651 D
Common Stock 07/28/2021 S(3) 1 D $650.7188 650 D
Common Stock 12/31/2021 P 1 A $634.26 651 D
Common Stock 04/04/2022 P 1 A $668.8809 652 D
Common Stock 12/23/2022 P(4) 1 A $619.5446 653 D
Common Stock 01/23/2023 S(4) 1 D $681.1003 652 D
Common Stock 01/24/2023 P(5)(6)(7) 10 A $684.6354 662 D
Common Stock 03/07/2023 S(5) 1 D $764.2975 661 D
Common Stock 03/24/2023 P(8) 1 A $692.9008 662 D
Common Stock 04/14/2023 S(6) 1 D $751.9448 661 D
Common Stock 05/15/2023 S(7) 1 D $800.2798 660 D
Common Stock 07/10/2023 P(9) 1 A $883.2957 661 D
Common Stock 07/27/2023 S(8) 1 D $889.3841 660 D
Common Stock 12/22/2023 S(9)(10) 1 D $1,000.5483 659 D
Common Stock 02/12/2024 S 1 D $1,112.2191 658 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Previously-unreported purchase and sale, respectively, matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of one share, with each such previously-unreported sale as reported on rows two and four of this Form 4. The Reporting Person has paid the Issuer $177.7374, representing the full amount of the profit realized in connection with these applicable short-swing transaction.
2. Previously-unreported purchase and sale, respectively, matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of one share, with each such previously-unreported sale as reported on rows three and six of this Form 4. The Reporting Person has paid the Issuer $78.4258, representing the full amount of the profit realized in connection with this applicable short-swing transaction.
3. Previously-unreported purchase and sale, respectively, matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of one share, with each such previously-unreported sale as reported on rows seven and eight of this Form 4. The Reporting Person has paid the Issuer $34.2555, representing the full amount of the profit realized in connection with this applicable short-swing transaction.
4. Previously-unreported purchase and sale, respectively, matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of one share, with each such previously-unreported sale as reported on rows 11 and 12 of this Form 4. The Reporting Person has paid the Issuer $61.5557, representing the full amount of the profit realized in connection with this applicable short-swing transaction.
5. Previously-unreported purchase and sale, respectively, matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of one share, with each such previously-unreported sale as reported on rows 13 and 14 of this Form 4. The Reporting Person has paid the Issuer $79.6621, representing the full amount of the profit realized in connection with this applicable short-swing transaction.
6. Previously-unreported purchase and sale, respectively, matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of one share, with each such previously-unreported sale as reported on rows 13 and 16 of this Form 4. The Reporting Person has paid the Issuer $67.3094, representing the full amount of the profit realized in connection with this applicable short-swing transaction.
7. Previously-unreported purchase and sale, respectively, matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of one share, with each such previously-unreported sale as reported on rows 13 and 17 of this Form 4. The Reporting Person has paid the Issuer $115.6444, representing the full amount of the profit realized in connection with this applicable short-swing transaction.
8. Previously-unreported purchase and sale, respectively, matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of one share, with each such previously-unreported sale as reported on rows 15 and 19 of this Form 4. The Reporting Person has paid the Issuer $196.4833, representing the full amount of the profit realized in connection with this applicable short-swing transaction.
9. Previously-unreported purchase and sale, respectively, matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of one share, with each such previously-unreported sale as reported on rows 18 and 20 of this Form 4. The Reporting Person has paid the Issuer $117.2526, representing the full amount of the profit realized in connection with this applicable short-swing transaction.
10. The Reporting Person has paid the Issuer a total of $928.33, representing the full amount of the profit realized in connection with these applicable short-swing transactions disclosed in this Form 4.
/s/ Gabrielle Feuer as attorney-in-fact 05/09/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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